03349nam a22002417a 4500 20250523152005.0 250522b |||||||| |||| 00| 0 eng d 9789391820398 AIMIT LIBRARY 1 332.64 BALP Balachandran, V. 210586 Securities market and regulations / By V. Balachandran. 1st ed. New Delhi : Sultan Chand and Sons , 2023. xxxii,280 p.; PB 25 xcm. About the Book Securities are financial instruments issued to raise funds. The Primary function of the securities markets is to enable to flow of capital from those that need it. This book have been taken to consider the syllabi at All India Level and it will be useful very much for B.Com, BBA, MBA, M.Com. and Business related courses. Salient Features Written in a lucid and simple style, the book comprises of five parts covering various aspects of Securities Market and Security Laws or SEBI regulations governing the Securities Market. The initiatives of SEBI for promoting and regulating securities market are well discussed at the appropriate places of the book The book covers Basics of Investing, Do’s and Don’ts of Investing, measures taken by SEBI to safeguard the investing community, Redressal of grievances of Investors, Investor education and awareness programs. Part IV titled Knowledge Refresher covers Quizzes on Securities Market, Model question papers, Past years question papers of reputed universities and The Institute of Company Secretaries of India, New Delhi. The practical aspects of stock exchange operations and important stock exchanges functioning in India and at International level are covered in chapter 6 of the book. Contents: Part I: Securities Market – New Issues & Stock Exchange Indian Financial System Basics of Investing Capital Market Instruments Money Market Primary Market/New Issues Market Stock Exchanges – National and International Part II: Securities Market – Regulatory Framework Mutual Fund SEBI-Establishment, Structure, Composition Powers and Securities Appellate Tribunal Regulation of Contracts in Securities SEBI (Delisting of Equity Shares) Regulations, 2021 Buy-Back of Securities SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 Part III: Securities Market Intermediaries – Regulatory Framework Securities Market Intermediaries – Role and Responsibilities Depository System Derivatives Insider Trading Investor Protection – Role of SEBI and Ombudsman Part IV: Knowledge Refresher QUIZ on Securities Market Model Question Paper Past Years Question Papers of Universities Past Years Question Papers of ICSI Case Laws Relating to Securities Market and Regulations Figures / Charts Problems & Keys Part V: Annexures Annexure - I: List of Recognised Investor Associations in India Annexure - II: Registered List of Depositories Annexure - III: Registered List of Depository Participants Annexure - IV: NISM Certification Examinations – An Overview Basics of investing 210587 Capital market instruments 210588 Primary market new issue market 210589 Regulation of contracts in securities 210590 ddc BK 1st 332.64 BALP 234310 234310 0 0 ddc 0 0 MBA AIMIT AIMIT SAPM 2025-03-20 Donated 0 332.64 BALP MBA15175 2025-07-21 00:00:00 2025-05-22 BK 0 0 ddc 0 0 MBA AIMIT AIMIT SAPM 2025-03-20 0 332.64 BALP MBA15166 2025-07-21 00:00:00 2025-05-22 BK